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China Securities Regulatory Commission plans to standardize the investment behavior of securities practitioners
On April 28, the reporter learned that the China Securities Association is seeking opinions from the industry on the "Guidelines for the Management of Investment Behavior of Directors, Supervisors, Senior Managers and Securities Practitioners of Securities Companies (Trial) (exposure draft) ". The consultation requires full coverage of personnel management and behavior management of securities companies, and requires strengthening the management of key positions. It requires securities companies...
2025-04-28 09:05:23
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