News list for "自查员"

券商自查员工亲属账户IP?有业内人士称“近期确有自查”

6月28日讯,“券商自查亲属账户IP和员工是否吻合,而且是倒查五年,违规开除...”上述市场消息引起关注,有券商人士向记者透露,公司近期确有自查员工亲属账户IP一事,但并未听说倒查。另有大型券商人士向记者表示,公司有员工因行动轨迹与亲属账户交易IP一致被查处。不过该人士表示不是本周才查的,已经有一段时间。记者就近期自查亲属账户IP一事向多家券商求证时,还有部分券商人士表示,近期公司要求报备直系亲属证券账户,但属于常规操作。

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2024-06-28 13:27:00
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