News list for "因未能"

美SEC对23家企业及个人因未及时报告持股和内幕交易处以逾380万美元罚款

美国证券交易委员会(SEC)宣布,对23家实体和个人因未能及时报告其在上市公司股票中的持股和交易信息处以逾380万美元的罚款。这些指控涉及未按规定提交的13D、13G及3、4、5表格。 受罚的企业包括Alphabet(罚款75万美元)和Goldman Sachs(罚款30万美元)。其他公司如Sunbeam Management和TALANTA Investment Group等,罚款金额从4万美元至...

clock
2024-09-25 21:18:28
Disclaimer:
1. The information provided does not constitute investment advice. Investors should make independent decisions and bear all risks themselves.
2. The copyright of this content belongs to the original author. The views expressed herein are solely those of the author and do not represent the stance or position of this website.