News list for " finra"
据市场消息：根据美国金融业监管局（FINRA）的一项研究，考虑购买加密货币的投资者比例从2021年的33%下降至2024年的26%。
做市商 GSR 已同意收购 Equilibrium Capital Services，后者是一家在 FINRA 注册的经纪自营商空壳公司，总部位于俄勒冈州波特兰市。这家做市商以“六位数以下”的价格收购了一家同名公司旗下基本处于休眠状态的子公司，该公司致力于构建符合 ESG 标准的投资组合，旨在快速进入受美国监管的证券市场。此次收购使 GSR 能够为寻求筹集资金的传统...
TZERO Securities, a subsidiary of tokenisation firm tZERO, has received approval from the US Financial Industry Regulatory Authority (FINRA) to conduct secondary trading of corporate bonds on its Alternative Trading System (ATS). Previously, the company has been approved to issue and list corporate bonds and equity securities. tZERO said the move will provide institutional and retail investors with a diverse range of tokenised assets and liquidity options, further strengthening its leadership in...
代币化企业 tZERO 的子公司 tZERO Securities 获美国金融业监管局（FINRA）批准，可在其替代交易系统（ATS）上进行公司债券的二级交易。此前，该公司已获准发行和上市公司债券及股权证券。tZERO 表示，此举将为机构与散户投资者提供多样化的代币化资产及流动性选择，进一步巩固其在数字证券发行、交易与托管领域的领先地位。
Prometheum, a digital asset securities platform, announced the acquisition of ProFinancial, a registered brokerage firm of the SEC and FINRA, and established an SEC registered digital transfer agent to build a full-process compliance tokenization platform covering issuance, trading, and custody. Co-CEO Aaron Kaplan said that the goal is to realize the real asset chain under the US regulatory framework and seize the trillion-dollar asset tokenization market. At present, competition in this field ...
数字资产证券平台 Prometheum 宣布收购 SEC 和 FINRA 注册券商 ProFinancial，并设立 SEC 注册数字过户代理，构建覆盖发行、交易、托管的全流程合规代币化平台。联合 CEO Aaron Kaplan 表示，目标是在美监管框架下实现现实资产链上化，抢占万亿美元级资产代币化市场。目前该领域竞争加剧，Securitize、Superstate、Tokeny 等机构亦积极布局。Kaplan 称 Prometheum 先建后市交易与托管基础架...
Hidden Road said on Thursday it had received approval from the US Financial Industry Regulatory Authority (FINRA) to operate as a US broker-dealer, strengthening its fixed income prime brokerage platform. The company plans to offer a wider range of services to institutional clients, including clearing, financing and prime brokerage of fixed income assets. Ripple will acquire Hidden Road for $1.25 billion, and the deal is expected to close in the coming months, pending regulatory approval.
Hidden Road 周四表示，已获得美国金融业监管局 (FINRA) 批准，可以作为美国经纪交易商运营，从而增强其固定收益大宗经纪平台。该公司计划向机构客户提供更广泛的服务，包括清算、融资和固定收益资产的主要经纪业务。 此前消息，Ripple 将以 12.5 亿美元收购 Hidden Road，预计该交易将在未来几个月内完成，等待监管部门的批准。
On-chain investment platform Plural acquired Northstar Financial Services LP, a member of the Financial Industry Regulatory Authority (FINRA). After the acquisition, the company was renamed Plural Brokerage to support the embedding of broker-dealer due diligence into its tokenization process. It also allows securities issuers to raise funds directly on the Plural platform, simplifying the fundraising process. The company plans to achieve a $100 million tokenization fundraising this year.
链上投资平台Plural收购金融业监管局（FINRA）成员Northstar Financial Services LP，收购交易后该公司更名为Plural Brokerage，以支持将经纪自营商尽职调查嵌入其代币化流程中，并且允许证券发行方直接在Plural平台上融资，简化资金筹集流程，该公司计划今年实现规模1亿美元的代币化募资。
