Securities Supervision Commission: Optimize the calculation standards of risk control indicators for securities companies' investment in stocks, market making, and other businesses

On September 20th, the Securities Supervision Commission revised and issued the "Regulations on the Calculation Standards of Risk Control Indicators of Securities Companies". Compared with the current risk control index system, the "Regulations on Risk Control Indicators" mainly adjust and improve the following contents: First, to optimize the calculation standards of risk control indicators for securities companies' investment in stocks, market making and other businesses, and further guide securities companies to give full play to the functions of long-term value investment, serving the real economy financing, and serving residents' wealth management. Second, according to the risk management level of securities companies, optimize the classification adjustment coefficient of risk control indicators, support high-quality securities companies with stable compliance to moderately improve the efficiency of capital use, and better provide comprehensive financial services for the real economy. The third is to incorporate all business activities of securities companies into the scope of risk control indicators, clarify the calculation standards of risk control indicators for securities companies participating in public offering REITs and other new businesses, improve the completeness and scientificity of the risk control index system, and consolidate the foundation of risk control. Fourth, strictly set risk control index calculation standards for innovative businesses and high-risk businesses, strengthen supervision, and improve supervision effectiveness.