Securities Supervision Commission Issued Provisions on Classification Evaluation of Futures Companies

On September 12th, in order to improve the classification supervision system of the futures industry and better allocate supervision resources, the Securities Supervision Commission revised the "Regulations on the Classification Supervision of Futures Companies". The general idea of this revision: First, adhere to the goal orientation. Through the improvement of the classification evaluation system, better reflect the compliance risk control ability of futures companies, improve the supervision efficiency of futures companies, and guide futures companies to operate in compliance. The second is to adhere to the coordination and unification. Unify the evaluation standard and deduction logic of deduction indicators, and unify the bonus logic of market competitiveness and other indicators. The third is to simplify the index process. Delete and simplify some indicators, optimize the evaluation process, reduce the evaluation index of special projects, and reduce the burden on the industry.