It is related to the management of the two financial "bid-winding and cash-out" behavior and the identification and penetration verification of related persons. This business demonstration practice solicits opinions

On November 25th, the reporter learned from the industry on November 25th that in order to standardize and guide the management of customer transaction behavior in the margin financing and short selling business of securities firms and promote the healthy development of the two financing business, the Securities Association of China has recently formulated a model practice for the management of customer transaction behavior in the margin financing and short selling business, and recently began to solicit industry opinions. The reporter learned that the model practice is a guiding suggestion based on excellent industry practices, covering related person identification and penetration verification, customer abnormal transaction behavior management, customer "round the bid" transaction management, customer short selling and lending transaction management and other aspects. The model practice is divided into five chapters: general rules, related person identification and penetration verification, customer abnormal transaction behavior management, customer "round the bid" transaction management, customer short selling and lending transaction management.