Continuous supervision of business is about to issue new regulations
2024-11-23 11:42:17
November 23rd news, recently, from the brokerage investment bankers to verify that the China Securities Association to the securities companies on the "securities company sponsor business continuous supervision work guidelines" solicited opinions, requiring feedback before December 3rd Suggestions. The drafting of the "guidelines" mainly clear three aspects, one is to formulate a more sound sponsor business continuous supervision practice norms, to form a unified and clear practice standards. Second, in view of the dual characteristics of convertible bonds, < b > clarify the convertible bond project equity continuous supervision and debt entrusted management requirements, to solve the sponsor of convertible bond continuous supervision practice "confusion" problem . The third is to form a unified catalogue of continuous supervision work papers, covering the main work content of the continuous supervision stage, and providing guidance for sponsors to prepare continuous supervision work papers.
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